About

We are pleased to introduce RMB Funds, formerly the Burnham Family of Funds. A new name, a new adviser, the same commitment to seeking excellent long-term investment results.

The investment objectives of the funds and the fees paid by shareholders will remain unchanged. Our Financial Funds continue to be managed by Anton Schutz, as they have been since their inceptions. The RMB Fund is now managed by Todd Griesbach, CFA.

RMB’S HISTORY

Founded in 2005, RMB Capital is an independent, employee-owned firm that offers advisory services and investment solutions for a diverse range of clients. RMB manages approximately $8.8 billion in AUM¹ for individuals and families, family offices, and institutional investors.

Our asset management unit offers equity, fixed income, and alternative investment strategies run by highly experienced portfolio managers. Underpinning all that we do is a deep commitment to fundamental research, concentration within portfolios, and risk management.

¹ Total assets under management (“AUM”) presented here differs from regulatory assets under management (“RAUM”) reported on RMB Capital’s Form ADV. AUM reflects net assets under management for private funds and mutual funds managed by RMB Capital, while RAUM reflects gross assets under management. AUM also includes RMB West’s assets under advisement, which are not included in RMB Capital’s RAUM. AUM estimated as of 12/31/18.

For more information, please visit rmbcap.com.

PEOPLE

Investment Teams

Richard M. Burridge, Jr., CFP®

Founding Partner

Chief Executive Officer

Co-Chief Investment Officer

Richard M. Burridge, Jr., CFP®

Founding Partner, Chief Executive Officer & Co-Chief Investment Officer

Dick co-founded RMB Capital in April 2005. He sets investment policy, oversees all portfolio management activity, and directs clients’ strategic asset allocations. Dick has over 25 years of experience in the financial industry, focused in strategic asset allocation and portfolio management. Dick currently serves as a director of the Burridge Center for Securities Analysis at the University of Colorado. He holds a BA in economics from the University of Colorado.

Certified Financial Planner Board of Standards, Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER^TM and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Walter H. Clark

Partner

Chief Operating Officer

Walter H. Clark

Partner, Chief Operating Officer

Walter joined RMB Capital in 2010, bringing rich expertise in both investment management and operational leadership. Prior to joining RMB, he was managing director at Perot Investments from 2002 until 2009, responsible for managing investments in hedge funds, private equity funds, oil and gas partnerships, and real estate opportunity funds. From 1993 to 2003, he held several positions with Credit Agricole, including CEO and CIO of the Alternative Investment Products Group. At RMB, Walter is directly responsible for planning and implementing business strategies to meet the firm’s long-term goals. Walter graduated in 1990 from Washington University in St. Louis with a BA in Economics. He currently serves on the Board of Directors of The Community House in Hinsdale.

Christopher M. Graff, CFA

Partner

Co-Chief Investment Officer

Managing Director of Asset Management

Christopher M. Graff, CFA

Partner, Co-Chief Investment Officer, Managing Director of Asset Management

Chris leads the investment activities of RMB Asset Management, including asset allocation, manager research and selection, and security selection across multiple asset classes and investment strategies. For more than 15 years, Chris has conducted primary investment research and gained experience across the spectrum of asset classes, security types, investment styles, industry sectors, and market capitalizations. Chris has been with RMB Capital since inception in 2005, when he left UBS along with our co-founders and the rest of their team. Prior to UBS, he performed equity research at William Blair & Company. Chris earned a Bachelor’s degree in Finance with Honors from the University of Illinois at Urbana-Champaign and an MBA from the University of Chicago Booth School of Business. He is a CFA® charterholder and a member of the CFA Institute and CFA Society of Chicago.

CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute

Todd Griesbach, CFA

Senior Vice President

Portfolio Manager, RMB Fund

Todd Griesbach, CFA

Senior Vice President, Portfolio Manager, RMB Fund

When Todd joined RMB Capital in 2011, he brought 13 years of experience in analyzing equity securities and managing portfolios for mutual funds, institutions, and separately managed accounts. Prior to RMB, Todd worked as an equity analyst in Chicago for Columbia Wanger Asset Management and Ariel Investments. While rooted in value investing, his investment philosophy has developed and grown over the years to more fully encompass a “growth at a reasonable price” style. Todd is an alumnus of the University of Wisconsin-Madison, where he received a Bachelor’s degree in Accounting and Finance and also a Master of Science in Finance. Todd was recognized with a Chartered Financial Analyst (CFA) charter in 1999 and is currently a member of the CFA Society of Chicago.

CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute

Masa Hosomizu, CFA

Partner

Portfolio Manager, RMB Japan Fund

Masa Hosomizu, CFA

Partner, Portfolio Manager, RMB Japan Fund

Masa joined RMB Capital in September 2013 as a portfolio manager for RMB Asset Management and brought a deep knowledge and understanding of the Japanese markets. In his role, Masa directly oversees the firm’s Japan-focused investments, engaging in a disciplined research process that includes both qualitative and quantitative analysis, which is supported by regular travel to Japan for meetings with companies and their management teams. Prior to joining RMB, Masa spent eight years with Coghill Capital Management and held various roles within Nomura Securities Company, the largest brokerage and investment banking firm in Japan. Masa earned his Bachelor’s degree in Law from The University of Tokyo, his MBA in Finance and Accounting from The University of Chicago, and is a CFA® charterholder.

CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute

Egor N. Rybakov, CFA

Senior Vice President

Portfolio Manager, RMB International Fund and RMB International Small-Cap Fund

Egor N. Rybakov, CFA

Senior Vice President, Portfolio Manager, RMB International Fund and RMB International Small-Cap Fund

Egor joined RMB Capital in March 2016 to help expand RMB Asset Management’s international and global investment strategies, with a focus on managing concentrated portfolios of non-U.S. companies across the entire market-capitalization spectrum. He brought to RMB the investment process he honed for the previous two decades – aimed at uncovering mispriced, quality companies that are expected to create long-term value. Prior to joining RMB, Egor was a senior vice president and global equities portfolio manager at Keely Asset Management. He earlier held portfolio manager and analyst positions at ENR Investments, Nuveen Investments & Affiliates, Thornburg Investment Management, and U.S. Global Investors. He received his Bachelor’s degree in Economics and Management from Moscow State University and his MBA with concentrations in Finance and Accounting from the University of Illinois at Chicago. Egor is a CFA® charterholder and a member of the CFA Institute and CFA Society Orange County.

CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute

Anton V. Schutz

President & Chief Investment Officer,

Mendon Capital Advisors Corp.

Senior Portfolio Manager, RMB Mendon Financial Services Fund and RMB Mendon Financial Long/Short Fund

Anton V. Schutz

President and Chief Investment Officer, Mendon Capital Advisors Corp., Senior Portfolio Manager, RMB Mendon Financial Services Fund and RMB Mendon Financial Long/Short Fund

Anton joined RMB Capital in 2014, when the Mendon team combined with RMB Asset Management. Anton has been in the investment and risk management business since 1986, focusing on investment and portfolio management. He founded Mendon Capital in 1996 with a long/short and event-driven investment strategy focused exclusively on the financial services sector. Previously, he worked at RBC Dain Rauscher with an institutional sales trading role in the financial institutions group. Anton also spent 10 years at Chase Manhattan Bank, where he structured investment products utilizing hedge funds and also developed and applied financial risk strategies. Anton is often interviewed regarding his expertise in the financial services sector. He appears regularly as a guest on CNBC and Bloomberg, and has been quoted in The Wall Street Journal, Barron’s, The New York Times, Financial Times, Business Week, Investors’ Business Daily, Smart Money, and others. Anton obtained an MBA from Fordham University in 1988 and graduated from Franklin and Marshall College in 1986.

Maher A. Harb

Chief Financial Officer

Maher A. Harb

Chief Financial Officer

Maher came to RMB Capital in 2008 with diverse experience in the financial industry. He previously held key leadership roles in corporate and fund accounting, investment analysis, and back-office operations. Maher joined the RMB team because he was impressed with the company’s high ethical standards, hardworking culture, and dedication to clients. Maher received a Bachelor’s degree in Accounting from Northeastern Illinois University and earned his MBA with a concentration in Finance from DePaul University’s Kellstadt Graduate School of Business. He obtained his Certified Public Accountant designation and began working in the investment management industry in 1992. Maher serves as the treasurer of St. Mark Coptic Orthodox Church of Chicago and is a member of the Alliance of Merger & Acquisition Advisors.

John Davis

Chief Compliance Officer, Mutual Funds & Risk Officer

John Davis

Chief Compliance Officer, Mutual Funds & Risk Officer

John joined RMB in June 2017, bringing more than 20 years of combined experience in the investment management and financial services industries. In his previous roles, John served as the Chief Compliance Officer at IronBridge Capital Management, L.P. and IronBridge Funds, Inc., Chief Compliance Officer and Financial Operations Principal at HVA Brokerage Services, LLC., and Operations Manager and Senior Compliance Officer at William M. Mercer Securities Corporation. John earned his BS in Finance and Business Law from Ohio University.

Business Development and Client Service

Krista L. Rivers, CFP®

Senior Vice President

Director of Institutional Client Service

Krista L. Rivers, CFP®

Senior Vice President, Director of Institutional Client Service

Prior to joining RMB Capital in 2014, Krista spent more than 20 years at Ariel Investments in Chicago, most recently managing the institutional distribution efforts for the firm’s separately managed account and mutual fund offerings. In this capacity, she oversaw the marketing and client service efforts to consultants, corporate, public and Taft-Hartley pension plans, and defined contribution plans, as well as financial advisors and third-party distributors. Krista has a BBA in International Business and Marketing from Ohio University and has earned the CFP® certification.

Craig Andrzejewski

Business Development Officer

Craig Andrzejewski

Business Development Officer

Prior to joining RMB in July 2016, Craig worked for Burnham Asset Management. His role focused on distribution of the firm’s mutual fund and hedge fund offerings, primarily targeting family offices, endowments, financial advisors, and Registered Investment Advisory firms. Craig has a BA in Political Science from the University of Pennsylvania. Craig has his Series 7 and 63 License and resides in New York City.

Denise S. Sturm

Business Development Officer

Denise S. Sturm

Business Development Officer

Denise has had a marketing and sales role for this family of funds since 1989, having worked at Burnham Asset Management since the firm’s inception that year and until she joined RMB in July 2016. She served on the Board of Directors of the Financial Planning Association’s New York Chapter from 1998 to 2003, holding positions that included Education Chairman, Public Awareness President, and Director – Allied Professionals. Prior to joining Burnham Asset, Denise worked for Drexel Burnham Lambert where she was a Corporate Vice President and Human Resources Manager for the Individual Investor and Investment Banking Division. She began her career at Goldman Sachs after graduating from St. John’s University in Jamaica, New York with a Bachelor of Science degree. Denise has her Series 7 and 63 Licenses and resides in New York City.